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Chapter 1

American Government and Civic Engagement

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Summary

Government is the system a society uses to organize itself and allocate authority. Politics is the struggle over who gets that authority and what they do with it. The United States is a republic: citizens elect representatives rather than voting on every law. Elite theory says a small powerful group sets policy. Pluralism says organized groups compete, and policy is usually a tradeoff among them. Civic engagement, from voting to contacting an official, is how people enter that competition.

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1.1 What is Government?

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Government
The system a society uses to organize itself and allocate authority.
Politics
The process of gaining and exercising control inside government.
Democracy
A system in which people govern themselves, usually by choosing representatives.
Oligarchy
Rule by a small group, often the wealthy or the well connected.
Public goods
Goods available to everyone, such as national defense, that are hard to exclude people from.

1.2 Who Governs? Elitism, Pluralism, and Tradeoffs

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Elite theory
The claim that a small, powerful group controls the most important policy.
Pluralist theory
The claim that organized groups compete, and that competition shapes policy.
Tradeoff
A compromise in which each side gives up something to get something else.

1.3 Engagement in a Democracy

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Civic engagement
Individual and group actions that address issues of public concern.
Social capital
The connections and networks that make cooperation easier.
Partisanship
A strong preference for one party and a tendency to see politics through that preference.

Chapter 2

The Constitution and Its Origins

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Summary

The Constitution replaced the Articles of Confederation, which had left Congress unable to tax, with no independent executive, and with no national court system of general jurisdiction. The Great Compromise created a House based on population and a Senate with two seats for every state. Separation of powers and checks and balances divide authority so no branch holds all of it. An amendment is proposed by two-thirds of both houses, or by a convention called by two-thirds of the states, and it is ratified by three-fourths of the states.

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2.1 The Pre-Revolutionary Period and the Roots of the American Political Tradition

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Social contract
The idea that people consent to government in exchange for protection of basic rights.
Natural rights
Rights, such as life and liberty, that Locke treated as existing before government.

2.2 The Articles of Confederation

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Articles of Confederation
The first U.S. constitution, a league that left most power with the states.
Republic
A government in which citizens elect representatives to govern.

2.3 The Development of the Constitution

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Great Compromise
The deal for a House by population and a Senate with equal state votes.
Three-Fifths Compromise
The deal that counted three-fifths of the enslaved population for representation and direct taxes.
Separation of powers
Dividing legislative, executive, and judicial power among three branches.
Checks and balances
Each branch has tools to limit the other two.

2.4 The Ratification of the Constitution

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Federalists
Supporters of ratifying the Constitution.
Anti-Federalists
Opponents who feared a strong national government and wanted a bill of rights.
The Federalist Papers
Essays written to explain and defend the Constitution during ratification.

2.5 Constitutional Change

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Amendment
A formal change to the Constitution.
Bill of Rights
The first ten amendments, added to protect individual liberties.

Chapter 3

American Federalism

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Summary

Federalism divides power between the national government and the states. Enumerated powers are written in the Constitution. The Tenth Amendment reserves to the states, or the people, the powers not given to the nation and not denied to the states. Concurrent powers, such as taxing, belong to both levels. When a valid federal law conflicts with a state law, the Supremacy Clause makes the federal law prevail. Categorical grants come with narrow rules. Block grants leave the state more room.

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3.1 The Division of Powers

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Federalism
A system that divides power between a national government and state governments.
Enumerated powers
Powers the Constitution expressly grants to the national government.
Reserved powers
Powers left to the states or the people by the Tenth Amendment.
Supremacy clause
The rule that the Constitution and valid federal law beat conflicting state law.

3.2 The Evolution of American Federalism

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Dual federalism
A view of national and state power as separate layers.
Cooperative federalism
A view in which national and state governments share programs and costs.

3.3 Intergovernmental Relationships

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Categorical grant
Federal money for a narrow purpose, with conditions attached.
Block grant
Federal money for a broader purpose, with fewer conditions.
Unfunded mandate
A federal requirement that states must meet without full federal funding.

3.4 Competitive Federalism Today

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Devolution
The shift of program authority from the national government back toward the states.
Venue shopping
Choosing the level of government most likely to give a group what it wants.

3.5 Advantages and Disadvantages of Federalism

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Race-to-the-bottom
States cutting rules or benefits so they do not lose business or residents to other states.

Chapter 4

Civil Liberties

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Summary

Civil liberties are limits on government. The Bill of Rights first restricted the national government. Selective incorporation, through the Fourteenth Amendment’s due process clause, has applied most of those limits to the states as well. The First Amendment covers speech, press, religion, assembly, and petition. The Fourth, Fifth, Sixth, and Eighth Amendments set rules for searches, interrogations, counsel, and punishment. Those rights are not absolute: government may regulate the time, place, and manner of speech, and it may search with a warrant or a recognized exception.

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4.1 What Are Civil Liberties?

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Civil liberties
Limits on government power, designed to protect individual freedom.
Selective incorporation
The case-by-case application of Bill of Rights protections to the states.

4.2 Securing Basic Freedoms

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Establishment clause
The First Amendment bar on government establishing or favoring a religion.
Free exercise clause
The First Amendment protection of religious practice.
Prior restraint
Government action that stops speech or publication before it happens.

4.3 The Rights of Suspects

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Exclusionary rule
Evidence obtained illegally is generally barred from the prosecution’s case.
Miranda warning
The notice of silence and counsel required before custodial interrogation.

4.4 Interpreting the Bill of Rights

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Right to privacy
A protection the Court has drawn from several amendments, not from one clause that uses the word privacy.
Undue burden
A test the Court has used to judge whether a law places too heavy a load on a protected right.

Chapter 5

Civil Rights

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Summary

Civil rights are guarantees that government will treat people equally. The Fourteenth Amendment’s equal protection clause is the main constitutional hook. Courts do not use the same test for every distinction. Strict scrutiny, the hardest test for the government to pass, applies to race and to burdens on fundamental rights. Intermediate scrutiny is the usual test for sex classifications. Rational basis is the ordinary test, and government usually wins it. The Civil Rights Act of 1964 and the Voting Rights Act of 1965 are the modern statutory core of this struggle.

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5.1 What Are Civil Rights and How Do We Identify Them?

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Civil rights
Guarantees of equal treatment by government, and by others when statutes require it.
Equal protection clause
The Fourteenth Amendment rule that a state may not deny any person equal protection of the laws.
Strict scrutiny
The toughest test: a compelling interest and a narrowly tailored law.
Rational basis test
The ordinary test: the law must be rationally related to a legitimate government interest.

5.2 The African American Struggle for Equality

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Disenfranchisement
Being denied the right to vote, or having that right made practically useless.
Jim Crow
State and local laws that enforced racial segregation.

5.3 The Fight for Women’s Rights

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Intermediate scrutiny
The middle test, often used for sex classifications.
Equal Rights Amendment
A proposed amendment, never ratified, that would have barred denial of equality on account of sex.

5.4 Civil Rights for Indigenous Groups: Native Americans, Alaskans, and Hawaiians

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American Indian nations
Indigenous nations recognized as governments, with a status that is not the same as a state or a private club.

5.5 Equal Protection for Other Groups

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Affirmative action
Programs that take race or another trait into account in order to remedy disadvantage or build diversity.

Chapter 6

The Politics of Public Opinion

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Summary

Public opinion is a collection of attitudes about an issue or a person. Political socialization, through family, school, peers, and media, shapes those attitudes over time. A scientific poll uses a representative sample and reports a margin of error. A straw poll does not. Leading questions, a nonrandom sample, and push polls all bend the result. People often answer with heuristics, mental shortcuts, rather than a full review of the evidence. Intense, stable opinion is more likely to move officials than a vague preference.

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6.1 The Nature of Public Opinion

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Public opinion
A collection of attitudes about a person, an event, or an issue.
Political socialization
The process of learning political beliefs and values.
Heuristics
Mental shortcuts people use to form an opinion without a full study of the issue.

6.2 How Is Public Opinion Measured?

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Representative sample
A group that matches the larger population on the relevant traits.
Margin of error
The range within which the true population value is likely to fall.
Straw poll
An informal, unscientific tally of whoever happens to respond.

6.3 What Does the Public Think?

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Political culture
Widely shared beliefs about how government and politics should work.

6.4 The Effects of Public Opinion

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Theory of delegate representation
The idea that elected officials should follow the stated wishes of constituents.

Chapter 7

Voting and Elections

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Summary

Voting begins with registration. Turnout is higher among older, more educated, and higher-income citizens, and it is lower in primaries than in general elections. The voting-age population includes people who cannot vote. The voting-eligible population is the better base for a turnout rate. The Electoral College has 538 electors. A majority, 270, elects the president. Most states give every elector to the statewide winner. Initiative, referendum, and recall are the three direct-democracy tools available in some states, not in the federal Constitution.

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7.1 Voter Registration

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Voter registration
The requirement that a person sign up before voting.
Voting-age population
People who are old enough to vote, including many who are not eligible.
Voting-eligible population
People who are legally allowed to vote.

7.2 Voter Turnout

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Voter turnout
The share of eligible people who actually vote.

7.3 Elections

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Closed primary
A primary in which only registered party members may vote.
Electoral College
The body of electors that formally chooses the president.
Winner-take-all
A rule that gives every electoral vote of a state to the statewide popular winner.

7.4 Campaigns and Voting

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Incumbency advantage
The edge a current officeholder has in name recognition, staff, and fundraising.
Straight-ticket voting
Choosing every candidate of one party.

7.5 Direct Democracy

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Initiative
A process that lets citizens propose a law or amendment by petition.
Referendum
A vote by citizens to approve or reject a law.
Recall
A vote to remove an elected official before the term ends.

Chapter 8

The Media

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Summary

The media investigate, interpret, and present information. Agenda setting is the power to influence which issues people think about. Framing is the power to influence how they think about an issue. Print, radio, television, and digital platforms each changed who could publish and who could answer. The equal-time rule still requires broadcasters to offer equivalent time to opposing candidates. The fairness doctrine, which pushed coverage of contrasting views, was repealed in 1987. Public officials who sue for libel must prove actual malice.

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8.1 What Is the Media?

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Mass media
The collection of media that reach large audiences.
Public relations
Communication meant to create a favorable image of a person or an organization.

8.2 The Evolution of the Media

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Yellow journalism
Sensational coverage that prizes scandal and shock.
Muckraking
Investigative reporting aimed at exposing corruption or abuse.

8.3 Regulating the Media

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Equal-time rule
A broadcast rule that candidates must be offered equivalent airtime.
Fairness doctrine
A repealed rule that had required broadcasters to cover contrasting views on public issues.
Libel
Printed falsehood that harms a person’s reputation.

8.4 The Impact of the Media

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Agenda setting
The media’s influence on which issues people consider important.
Framing
The way a story is told so that some facts, and not others, define the issue.
Priming
The media’s influence on the standards people use to judge leaders.

Chapter 9

Political Parties

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Summary

A political party organizes people who want to win elections and then hold office under a shared label. The United States has a two-party system. Single-member districts and plurality rules, the pattern Duverger’s law describes, make it hard for a third party to turn votes into seats. Parties exist in the electorate, as organizations, and inside government. Divided government means one party holds the presidency and another holds at least one chamber of Congress. Polarization is the growing distance between the parties. Sorting is the public lining up more neatly behind one party or the other.

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9.1 What Are Parties and How Did They Form?

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Political party
An organization that seeks to elect its members to office and then govern.
Party platform
The set of issues and positions a party adopts.

9.2 The Two-Party System

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Two-party system
A system dominated by two major parties.
Plurality voting
A rule that the candidate with the most votes wins, even without a majority.
Third party
A party other than the two major parties.

9.3 The Shape of Modern Political Parties

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Party realignment
A lasting shift in the groups that support the parties.
Critical election
An election that marks a sudden, durable change in the party system.

9.4 Divided Government and Partisan Polarization

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Divided government
One party controls the presidency and the other controls one or both houses of Congress.
Polarization
The movement of party positions away from each other.

Chapter 10

Interest Groups and Lobbying

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Summary

An interest group organizes people around a policy goal. Unlike a party, it does not itself try to be the government. Collective goods create a free-rider problem: people can enjoy the result without paying the cost of joining. Groups offer material, solidary, or purposive benefits to overcome that problem. Inside lobbying works directly with officials. Outside lobbying tries to move the public, which then moves officials. An iron triangle links a congressional committee, an agency, and an interest group in a stable exchange.

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10.1 Interest Groups Defined

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Interest group
An organization that tries to influence public policy on behalf of a shared concern.
Lobbyist
A person who represents a group before government.

10.2 Collective Action and Interest Group Formation

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Collective good
A benefit that members and nonmembers alike can enjoy.
Free rider problem
People take the benefit of a group’s work without sharing the cost.
Disturbance theory
The idea that groups form when an outside event disturbs people’s interests.

10.3 Interest Groups as Political Participation

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Material incentive
A tangible benefit, such as a discount, for joining a group.
Solidary incentive
The social benefit of joining, such as friendship or status.
Purposive incentive
The satisfaction of advancing a cause.

10.4 Pathways of Interest Group Influence

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Inside lobbying
Direct contact with lawmakers and staff.
Outside lobbying
Trying to influence officials by first moving the public.
Iron triangle
A stable relationship among a congressional committee, an agency, and an interest group.

10.5 Free Speech and the Regulation of Interest Groups

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Political action committee
A group that collects money and gives it to candidates under legal limits.
Citizens United
The 2010 case that let corporations and unions spend unlimited independent sums in campaigns.

Chapter 11

Congress

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Summary

Congress is bicameral. The House has 435 voting members, elected every two years from districts. The Senate has 100 members, two from each state, elected for six years. The House is organized by the Speaker and by strict rules. The Senate allows extended debate, including the filibuster, which cloture can end by a three-fifths vote, 60 when all seats are filled. A bill must pass both chambers in the same form, then go to the president. A veto override takes two-thirds of both chambers. The House impeaches. The Senate tries the case.

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11.1 The Institutional Design of Congress

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Bicameral
A legislature with two chambers.
Apportionment
Dividing House seats among the states by population.

11.2 Congressional Elections

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Redistricting
Redrawing legislative district lines.
Gerrymandering
Drawing districts to favor a party or group.

11.3 Congressional Representation

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Trustee
A representative who votes by independent judgment.
Delegate model
A representative who tries to follow constituents’ wishes.
Politico
A representative who acts as a trustee or a delegate depending on the issue.

11.4 House and Senate Organizations

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Speaker of the House
The presiding officer and political leader of the House.
Filibuster
Extended Senate debate used to delay or block a vote.
Cloture
A vote, usually three-fifths of the Senate, that ends debate.

11.5 The Legislative Process

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Standing committee
A permanent committee with jurisdiction over a policy area.
Conference committee
A temporary committee that reconciles House and Senate versions of a bill.
Veto
The president’s rejection of a bill passed by Congress.

Chapter 12

The Presidency

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Summary

Article II vests the executive power in a president elected for four years. The Twenty-Second Amendment limits a person to two elected terms. The president commands the armed forces, nominates judges and executive officers, vetoes bills, and may pardon federal offenses. A treaty needs a two-thirds vote in the Senate. An executive agreement does not, but it is a weaker and more reversible instrument. An executive order directs the executive branch. It cannot appropriate money, and a later president, Congress, or a court can undo it.

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12.1 The Design and Evolution of the Presidency

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Executive privilege
A claimed right to withhold some presidential communications from Congress and the courts.
Impeachment
The House charge against a federal officer. The Senate then holds the trial.

12.2 The Presidential Election Process

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Term limit
The Twenty-Second Amendment rule that a person may be elected president only twice.

12.3 Organizing to Govern

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Cabinet
The heads of the executive departments, plus others the president treats as the inner circle.
Executive Office of the President
The group of agencies that work directly for the president.

12.4 The Public Presidency

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Bully pulpit
The president’s platform for persuading the public.
Going public
Appealing directly to the public in order to pressure Washington.

12.5 Presidential Governance: Direct Presidential Action

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Executive order
A directive from the president to the executive branch.
Executive agreement
An international agreement made by the president without Senate ratification.
Pardon
A president’s forgiveness of a federal criminal offense.

Chapter 13

The Courts

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Summary

Marbury v. Madison established judicial review: courts may refuse to apply a statute that conflicts with the Constitution. The United States has a dual system, state courts and federal courts. Federal trial courts are district courts. Appeals go to the circuit courts. The Supreme Court is the last federal appeal. Almost all of its cases arrive by a writ of certiorari, and four justices must agree to grant that writ. A majority opinion states the Court’s decision. A concurrence agrees with the result for different reasons. A dissent rejects the result. Stare decisis is the practice of following precedent.

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13.1 Guardians of the Constitution and Individual Rights

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Judicial review
The power of courts to set aside government acts that conflict with the Constitution.
Marbury v. Madison
The 1803 case that established judicial review in the federal courts.

13.2 The Dual Court System

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Dual court system
State courts and federal courts operating side by side.
Jurisdiction
The authority of a court to hear a case.

13.3 The Federal Court System

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District court
The federal trial court.
Circuit court
The federal court of appeals.
Stare decisis
The practice of deciding cases consistently with precedent.

13.4 The Supreme Court

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Writ of certiorari
An order by which the Supreme Court agrees to hear a case.
Rule of four
The practice that four justices must agree to grant certiorari.
Amicus curiae
A brief filed by someone who is not a party, to inform the Court.

13.5 Judicial Decision-Making and Implementation by the Supreme Court

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Majority opinion
The opinion that states the decision of the Court.
Dissenting opinion
An opinion that rejects the Court’s decision.
Judicial activism
A willingness to overturn precedent or the choices of other branches.

Chapter 14

State and Local Government

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Summary

State governments hold the reserved powers and write the rules for local governments. Under Dillon’s rule, a city has only the powers the state has granted. Home rule gives a city more authority to govern its own structure and local affairs. Governors often have a line-item veto the president does not have. Counties, cities, and special districts do the daily work of local government. Elazar’s three political cultures, moralistic, individualistic, and traditionalistic, are a map of how states have historically thought about government’s proper job.

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14.1 State Power and Delegation

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Dillon’s rule
The doctrine that local governments have only the powers states grant them.
Home rule
Authority for a local government to govern itself on local matters.

14.2 State Political Culture

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Moralistic political culture
A view of government as a means to improve the community.
Individualistic political culture
A view of government as a marketplace for individual goals.
Traditionalistic political culture
A view of government as a means of maintaining the existing social order.

14.3 Governors and State Legislatures

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Line-item veto
A governor’s power, in many states, to reject one item in a spending bill.

14.4 State Legislative Term Limits

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Term limits
A legal cap on how long a person may hold a particular office.

14.5 County and City Government

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Council-manager system
A city government in which an elected council hires a professional manager.
Mayor-council system
A city government with an elected mayor and an elected council.

Chapter 15

The Bureaucracy

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Summary

A bureaucracy is a hierarchical organization with specialized jobs and formal rules. The spoils system filled jobs with political supporters. The Pendleton Act of 1883 began the shift to a merit-based civil service hired by exam and protected from removal for purely political reasons. Cabinet departments, independent agencies, regulatory commissions, and government corporations are the main organizational types. Congress oversees them with hearings, budgets, and statutes. The president appoints their leaders and can reorganize only within the authority Congress has given. Courts review whether a rule stays inside the statute.

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15.1 Bureaucracy and the Evolution of Public Administration

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Bureaucracy
A hierarchical organization that uses specialization and formal rules.
Bureaucrat
A person who works inside that organization.

15.2 Toward a Merit-Based Civil Service

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Spoils system
Giving public jobs to political supporters.
Merit system
Hiring and promotion based on qualifications and exams.
Pendleton Act
The 1883 law that began the federal merit system.

15.3 Understanding Bureaucracies and their Types

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Cabinet department
A major executive department headed by a secretary.
Government corporation
A government body that provides a service and charges for it, such as the Postal Service.
Regulatory agency
An agency that writes and enforces rules for a sector of the economy.

15.4 Controlling the Bureaucracy

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Whistleblower
A person who reports waste, fraud, or abuse inside an organization.
Red tape
The dense procedures required to document and justify official action.

Chapter 16

Domestic Policy

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Summary

Public policy is the course of action government takes on a problem, including the choice to do nothing. The usual stages are agenda setting, formulation, adoption, implementation, and evaluation. Distributive policy spreads benefits widely. Redistributive policy shifts resources from one group to another. Regulatory policy sets rules for behavior. A deficit is the gap in a single year’s budget. The debt is the accumulated total of past deficits, minus surpluses. An entitlement, such as Social Security, pays those who meet the legal conditions. Discretionary spending must be appropriated each year.

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16.1 What Is Public Policy?

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Public policy
The broad course of action government takes, or deliberately does not take, on a problem.
Policy agenda
The problems officials are actively considering.

16.2 Categorizing Public Policy

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Distributive policy
A policy that spreads benefits across many groups.
Redistributive policy
A policy that shifts resources from one group toward another.
Regulatory policy
A policy that sets rules and standards for behavior.

16.3 Policy Arenas

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Entitlement
A program that pays benefits to anyone who meets the legal conditions.
Social Security
The federal social-insurance program of retirement, disability, and survivors’ benefits.
Medicaid
A joint federal-state program of health coverage for people with low incomes.

16.4 Policymakers

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Implementation
The work of carrying a policy out after it has been adopted.

16.5 Budgeting and Tax Policy

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Deficit
The amount by which spending exceeds revenue in one year.
Debt
The accumulated total of unpaid deficits.
Discretionary spending
Spending Congress must appropriate year by year.

Chapter 17

Foreign Policy

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Summary

Foreign policy is the set of goals a state pursues toward other states, and the means it uses. Classic goals include security, prosperity, and the promotion of values. The tools include diplomacy, trade, foreign aid, sanctions, treaties, and military force. Hard power uses coercion or payment. Soft power attracts through culture, ideas, and legitimacy. The president leads, but the Senate must approve treaties by two-thirds and confirm ambassadors, and Congress holds the power to declare war and to fund the military. The War Powers Resolution is Congress’s attempt to limit undeclared wars.

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17.1 Defining Foreign Policy

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Foreign policy
A state’s goals toward the outside world, and the means used to reach them.
Diplomacy
The conduct of relations with other countries by negotiation.

17.2 Foreign Policy Instruments

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Hard power
Influence through coercion or payment, including force and sanctions.
Soft power
Influence through attraction, culture, and legitimacy.
Treaty
A formal agreement that, under the Constitution, requires a two-thirds Senate vote.

17.3 Institutional Relations in Foreign Policy

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Two presidencies thesis
The claim that presidents have more freedom in foreign policy than in domestic policy.
War Powers Resolution
A 1973 law that tries to limit the president’s use of force without Congress.

17.4 Approaches to Foreign Policy

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Isolationism
A policy of avoiding lasting political or military commitments abroad.
Liberal internationalism
A policy of engagement through cooperation, trade, and institutions.
Containment
The Cold War strategy of limiting the expansion of a rival power.

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